HG Compliance Solutions is a SEC registered broker-dealer and member of FINRA for the purpose of providing outsourced compliance and regulatory solutions to M&A advisory firms. HG does not provide M&A advisory or any other investment banking services.
Our clients are investment banks specializing in Mergers and Acquisitions (M&A) for $5 million to $500 million revenue private companies. Some of our clients have been in business for decades and hired us to offload the time-consuming demands of compliance and associated firm administration. Others are new M&A advisory firms founded by successful professionals who left large investment banks to start their own boutique firms.
Our services are cost-efficient and predictable: