Disclosures

We are committed to maintaining the confidentiality, integrity and security of your personal information. When you provide your personal information, we believe that you should be aware of our policies to protect the confidentiality of that information.

We collect non-public personal information about you from the following sources: Information we receive from you on applications or other forms. Information about your transactions with us, or others.

We do not disclose any non-public personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to non-public personal information about you to those employees with a legitimate business need for the information. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your non-public personal information.

Hamilton Grant Business Continuity Plan (BCP) Summary (5-2014)
FINRA Rule 4370 requires that firms disclose to their clients how their BCP addresses possible business disruptions in various circumstances and its response to the specific scenarios. Hamilton Grant has developed a BCP that addresses: data back-up and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Significant business disruptions can vary in their scope, such as natural causes (acts of nature, earthquakes, fires and floods), technical causes (communication failures, hardware and software disruptions). If a disruption occurs, to the extent applicable, we will transfer our operations to a remote site when needed and expect to recover and resume business within twenty-four hours. In a disruption affecting our business area or city, we will transfer our operations to a site outside of the affected area, and recover and resume business within twenty-four hours. In either situation, we plan to continue to stay in business, transfer operations to our clearing firms, if necessary, and notify you through our web site at www.hamiltongrant.com or our customer service number, (310) 846-3800.

Investing in securities contains several risks, including loss of principal and fluctuation in value.

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Hamilton Grant, 70 S. Lake Ave., Suite 700,
Pasadena, CA 91101

Corporate: (310) 846 3800   Fax: (707) 922 1411
Member FINRA